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About the Symposium


Mazars’ Financial Services Symposium is an annual event focusing on financial services issues designed to educate, inspire, and engage. We provide a unique opportunity to hear the most up-to-date issues directly from industry leaders and business experts across the financial services space relating to business disruption regulation, technology, and risk management and how it impacts the way you do business. The event also provides an environment for industry leaders and like-minded professionals to connect and share ideas.
The Future of Financial Services: Transforming an Industry
Focus on Compliance. With the upcoming changes in the regulatory landscape, recent landmark cases regarding insider trading, money laundering, and corporate fraud, it is important for businesses and board members to be on the forefront to minimize compliance issues that implicate your staff and business. Hear from industry experts on the latest corporate governance, compliance considerations, forensic accounting, and best practices.

Meet our Keynote Speaker

Tipper X Advisors, LLC

"It is one of the biggest mysteries on Wall Street: Who is Tipper X, the secret witness at the center of the biggest insider-trading case in a generation?" -- New York Times, January 12, 2010

Click here to read Tom Hardin's bio.

Why You Should Attend

Stay informed on key industry issues and trends
Gain valuable perspective from leading experts
Share best practices
Network with industry peers

Event Details


3 West Club
3 West 51st Street
Grand Ballroom - 2nd Floor
New York, NY 10019

Date and Time

Thursday, October 19, 2017
5:00 - 8:30pm EDT


5:00pm – 6:00pm Networking Reception
6:00pm – 8:00pm
Panel: Corporate governance and compliance; Keynote address
8:00pm – 8:30pm Networking Reception

2016 Financial Services Symposium:

Digital Finance and Cybersecurity


Join Us

About Mazars Financial Services

Mazars Financial Services Group provides audit, tax, and consulting services to asset managers, alternative investment vehicles, banks, broker-dealers, and insurance companies. With a global, broad-based experience in the financial services industry, we provide a comprehensive suite of client-centered solutions with a unique team-based approach. For more information about our services visit: www.mazarsusa.com/fs

Questions? Please Contact:

Mirtha Mercedes
Shawn Garcia

Mazars USA LLP is an independent member firm of Mazars Group